This fast-paced seminar provides a look at laws and regulations – from an operational standpoint. From membership requirements to checking accounts and consumer loans, you will learn the why, how and when each law and regulation comes into play. Confused by marketing rules? You’ll learn those too. BSA compliance, check holds, check liability, and share insurance are just a few of the rules that we will discuss.
Topics covered include:
Establishing membership and opening accounts
Rules for checking accounts and services
Servicing of accounts
Electronic services and account access
Consumer Loan applications and credit granting
Privacy and Security
Conflict of Interest, Employee operations
The educational investment is $230 per person. Small credit union discount applies!
Registration deadline for Indianapolis: May 2, 2014
Mary-Lou Heighes, CCUE is President and Founder of Compliance Plus, Inc. Mary-Lou has been involved in the credit union movement since 1989 and spent five years working in credit unions in almost every position (except teller and CEO). Like many credit union veterans, she has worn many hats, including the all-encompassing OTHER DUTIES AS ASSIGNED. That background made an easy transition to the Research and Information Department at the California Credit Union League where she spent seven years providing compliance assistance through the Information Hotline and writing and editing TIPs bulletins advising credit unions about changes to regulations affecting them. During her tenure at the league and continuing for many years thereafter, she spent many long hours drafting, rebutting and advising on legislative issues at the state and federal level.
Since founding Compliance Plus, Inc., Mary-Lou has been helping credit unions large and small with the development of compliance programs, providing compliance training all over the country for various leagues and credit unions speaking at numerous credit union conferences throughout the country. She has been an instructor at Regulatory Compliance Schools; she conducts dozens of webinars for credit unions throughout the county and she has written articles for Credit Union Magazine.
Who Should Attend
This seminar is dedicated to those managers, CEOs and credit union staff who are directly responsible for day-to-day BSA compliance.
Schedule (all times shown are local time)
|9 – 9:30 a.m.
9:30 a.m. – Noon
Noon – 12:45 p.m.
12:45 – 4 p.m.
|Registration and refreshments|
Registrations cancelled less than five working days before the session date will be subject to a 50 percent cancellation fee.
If you have a disability requiring special services, contact Kim Settles at (800) 285-5300, ext. 5341, or (317) 594-5341 prior to the session.